FAQs

  • There are three reasons:

    1. Our collaborative approach.

    We get to know you in a meaningful way -- your goals, values, and priorities.  With that knowledge, we create a clear strategy along with straightforward recommendations that eliminate the guess work and simplify complex issues.

    2. Our individualized guidance provided to each and every client.

    We bring the best of our team approach, our purpose-driven investment philosophy, and our ability to leverage the world-class resources that are necessary for your comprehensive plan.

    3. Lasting relationships are developed as a result of our work.

    We measure our success in this area when clients say that we are:

    • Accessible

    • Responsive

    • Thorough

    • Proactive

    • Patient

    • Education focused

    • Trustworthy

  • Call us today at (415) 249-6337 or email us at info@deltaim.com and we can talk with you about how we can help.

  • Delta is a registered investment adviser. To provide you with a higher level of transparency and security, we use third party custodians. Investments reside at an independent custodial institution. Clients maintain free and clear ownership of portfolio assets at all times. A third party custodian allows you visibility into your account 24/7 and a source of independent accounting and reporting of your assets.  Your brokerage choices are Charles Schwab, Goldman Sachs, and Nationwide.

  • Because your assets are held at an independent brokerage firm (Charles Schwab, Goldman Sachs and/or Nationwide), your brokerage firm will send you monthly statements and trade confirmations. Furthermore, brokerage firms have online account access, so you are able to view your account any time you wish. We are always available to jointly review your account with you by phone.

  • Delta generally does not use margin in client accounts. We believe in solid growth over time with acceptable levels of risk.

  • We recommend that you contact us for a personal consultation to determine what is suitable. We will provide a portfolio evaluation and a recommendation on how to allocate your assets. Please contact us at (415) 249-6337 or send an email to info@deltaim.com.

  • Delta Investment Management cannot withdraw any of your assets, except for management fees with your written permission. If you prefer to pay your management fees outside your account, we’ll arrange that for you.

  • Yes, Delta Investment Management manages IRA accounts. Gains in some of our tactical strategies are short-term, thus IRA accounts are particularly well suited for these programs as they are tax-deferred.

  • You will receive a 1099 tax reporting form from your custodian.

  • Yes. Internet access will be provided by your custodian.

  • Fees depend on the strategy, custodian and size of the account.

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