Once you have decided that you would like to become a client of Delta Investment Management, three steps are required.
|1.||Review our Form ADV Part II and complete the Delta Client Form|
|2.||Review and sign Delta Investment Management Investment Advisory Agreement. This document defines our money management relationship with you.|
|3.||Work with us in determining the right strategy and allocation mix for you.|
Please note that our minimum opening account balance is $100,000.
To request an application by mail, click here.
You may also request an application by mail at:
If you have any questions about our services or in completing the opening account process, please call our office at (415) 249-6337.
We will also send you the necessary documents to open your new brokerage account with the institutional arm of Charles Schwab, TD Ameritrade, Interactive Brokers or FOLIOfn. At that time, we will also assist you in transferring funds and/or securities into your account.
We recognize the careful deliberation in your decision to choose Delta Investment Management to manage your hard earned assets. We will ensure that you receive the same careful attention from Delta Investment Management as we strive to provide the best possible service to you.
Please keep in mind that the establishment and funding of an account may require several days and sometime weeks, particularly if securities are transferred. We will assist you in every step of the way in working with your existing broker or custodian to ensure a smooth and efficient transfer of funds into your new account.
Thank you for your interest in Delta Investment Management. We look forward to assisting you in meeting your financial goals for years to come.
Investments reside at an independent custodial institution. The client maintains free and clear ownership of portfolio assets at all times.
Authored by Delta partners Nick Atkeson & Andrew Houghton