September 13, 2012

Disclosures

Delta Investment Management is a registered investment adviser in San Francisco, California. The website is published for residents of the United States and the firm transacts business in states in which it is either registered or qualifies for an exemption from registration requirements. The content on this website is limited to general information pertaining to Delta Investment Management advisory services, together with access to additional investment-related information and links. Accordingly, the publication of this website by Delta Investment Management should not be construed as an attempt or effort to offer personalized investment advice over the Internet or a solicitation or offer to effect transactions in securities. Any subsequent contact with Delta Investment Management will be conducted by a representative of the firm that is registered or qualifies for an exemption in the state where the prospective client resides.

Stock and bond markets are volatile and can decline significantly in response to adverse issuer, political, regulatory, market, or economic developments as well as interest rate risk, inflation, credit and default rates.  In addition, foreign securities are subject to interest rate, currency exchange rate, economic and political risks, all of which are magnified in emerging markets. 

Consider the investment objectives, risks, charges, expenses, and instruments used to implement a strategy before investing.

Past performance is no guarantee of future results or returns. 

Investing involves risk, including risk of loss.

Investments reside at an independent custodial institution. The client maintains free and clear ownership of portfolio assets at all times.

THIS MATERIAL IS FOR INFORMATIONAL PURPOSES ONLY AND IS PROVIDED SOLELY ON THE BASIS THAT IT WILL NOT CONSTITUTE INVESTMENT OR OTHER ADVICE OR A RECOMMENDATION RELATING TO ANY PERSON’S OR PLAN’S INVESTMENT OR OTHER DECISIONS, AND DELTA INVESTMENT MANAGEMENT IS NOT A FIDUCIARY OR ADVISOR WITH RESPECT TO ANY PERSON OR PLAN BY REASON OF PROVIDING THE MATERIAL OR CONTENT HEREIN INCLUDING UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 OR DEPARTMENT OF LABOR REGULATIONS. PLAN SPONSORS AND OTHER FIDUCIARIES SHOULD CONSIDER THEIR OWN CIRCUMSTANCES IN ASSESSING ANY POTENTIAL COURSE OF ACTION.

The website links provided are for your convenience only and are not an endorsement or recommendation by Delta Investment Management of any of these websites or the products or services offered. Delta Investment Management is not responsible for the accuracy and validity of the content of these websites.

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